FOF-001 · Fortress #24 · Family Office Operating Intelligence

Your family office is running on institutional assumptions without institutional controls

FOF-001 diagnoses your SFO or MFO operating model in seconds — governance gaps, succession blind spots, FINMA/MiFID II exposure, and investment policy weaknesses, all in one confidential assessment.

View pricing ↓
6
Risk Dimensions
3
Free Assessments
CHF 19,997
Max Tier / mo
< 30s
Delivery Time
The Hidden Risk

Family offices inherit complexity faster than governance

Most SFOs and MFOs operate with founding-generation structures that no longer match their regulatory environment, generational complexity, or asset scale.

⚖️

Regulatory Blind Spots

FINMA FINIG/FIDLEG, MiFID II scope creep, FATCA/CRS reporting obligations, and nDSG data governance create compounding exposure that grows silently across jurisdictions.

👑

Succession Without a Map

First-generation founders hold the operating model in their heads. No family charter, no next-gen financial education framework, no governance handover plan — and one health event changes everything.

📊

Investment Policy Gaps

An informal IPS, no investment committee mandate, undocumented manager selection criteria — your portfolio governance has not kept pace with AUM growth or regulatory expectations.

🔑

Key-Person Dependency

One or two people hold all banking relationships, system access, and counterparty knowledge. Custody fragmented across 4–6 banks with no consolidated reporting — operational continuity is fragile.

🤝

Next-Gen Misalignment

Rising generations with different risk tolerances, values, and engagement levels — but no structured forum, no shared investment framework, and no family council to surface disagreements before they fracture governance.

🛡️

Technology Exposure

Legacy systems, personal email for sensitive communications, no cybersecurity policy for HNW family data — the attack surface of a family office is equivalent to a mid-size bank with a fraction of the defenses.

The FOF-001 Engine

One diagnostic. Six dimensions. Institutional-grade clarity.

FOF-001 ingests your office profile and returns a structured operating intelligence assessment across every critical dimension — in under 30 seconds.

Operating Model
Governance Score
Compliance Status
Succession Readiness
Investment Policy
Next-Gen Alignment
FOF-001 Operating Intelligence Engine · Groq Llama 3.3 70B · GPT-4.1-mini fallback
Readiness Score
0 – 100
Operating Model
OPTIMIZED / AT_RISK
Compliance
COMPLIANT / GAPS
Top 3 Risks
Severity + Action
Priority Action
Specific & Immediate
Strategic Outlook
12-Month Trajectory
How It Works

From profile to intelligence in four steps

No lengthy questionnaires. No consultant calls. Enter your office profile and receive institutional-grade operating intelligence in under 30 seconds.

01

Profile Your Office

Enter your structure (SFO/MFO/trust), AUM range, jurisdiction, and generational stage. Optional: describe your primary concern.

02

FOF-001 Analyzes

The engine maps your profile against governance frameworks, regulatory requirements for your jurisdiction, and succession best practices for your generational stage.

03

Receive Your Diagnostic

A full operating intelligence report: readiness score, governance score, compliance status, three priority risks with severity and specific remediation actions.

04

Act on Intelligence

Use the priority action and strategic outlook to drive your next governance meeting, advisor briefing, or succession planning session — with clarity, not assumptions.

What You Receive

Six intelligence deliverables per assessment

Every FOF-001 assessment produces a structured, confidential operating intelligence package tailored to your family office profile.

🏛️

Operating Model Classification

OPTIMIZED / FUNCTIONAL / DEVELOPING / AT_RISK — your current institutional maturity grade with narrative context.

📐

Governance Score (0–100)

Standalone governance quality rating covering IPS, investment committee, mandate structure, and service provider oversight.

⚖️

Compliance Status

COMPLIANT / GAPS_IDENTIFIED / REMEDIATION_REQUIRED / NON_COMPLIANT with the most pressing regulatory gap for your jurisdiction.

🎯

Three Priority Risks

Ranked by severity (CRITICAL / HIGH / MODERATE) across six categories — each with a concrete, specific remediation recommendation.

Priority Action

The single highest-impact operational improvement you can initiate this quarter — specific, achievable, and sequenced for your maturity stage.

🔭

Strategic Outlook

A two-sentence 12-month advisory note on your office's strategic trajectory — including succession horizon and governance evolution roadmap.

Who It Serves

Built for the full family office spectrum

FOF-001 serves every stage of family office evolution — from first-generation SFO formation through multi-generational MFO governance maturity.

Single Family Office

First-Gen SFO Formation

Liquidity event just completed. You have the assets, the motivation, and the mandate — but no governance framework yet. FOF-001 identifies your critical build-out sequence before the first advisor meeting.

Multi-Family Office

MFO Operating Review

Managing 5–25 families across multiple jurisdictions. Quarterly operating review with governance benchmarking, compliance gap tracking, and client reporting standards assessment.

Succession Planning

Generational Transition

G2 or G3 entering meaningful roles. FOF-001 maps succession readiness, next-gen alignment gaps, family council maturity, and the governance handover risk profile for your principal advisor.

Regulatory Readiness

FINMA / MiFID II Audit Prep

Pre-audit diagnostic for Swiss and European family offices. Maps FINIG/FIDLEG registration exposure, MiFID II scope assessment, FATCA/CRS reporting completeness, and nDSG data governance posture.

Pricing

Institutional intelligence. Transparent pricing.

Three tiers scaled to your family office complexity and advisory cadence. Cancel anytime.

Starter
CHF 4,997
per month
  • 25 assessments/month
  • Full FOF-001 operating diagnostic
  • 6-dimension risk scoring
  • Succession readiness report
  • Compliance gap identification
  • Priority action roadmap
  • Email support
Enterprise
CHF 19,997
per month
  • White-label deployment
  • API access for advisor portals
  • Custom governance frameworks
  • Dedicated intelligence cadence
  • Board-ready reporting formats
  • SLA + dedicated account manager
  • Custom integrations
FAQ

Common questions

Everything you need to know before your first assessment.

Is this assessment confidential?
Yes. No family office data is stored permanently or shared with third parties. All assessments process ephemerally and results are returned only to you. We operate under Swiss nDSG and GDPR standards.
What jurisdictions does FOF-001 cover?
FOF-001 covers Switzerland (FINMA FINIG/FIDLEG), EU member states (MiFID II, GDPR), UK (FCA), and major offshore jurisdictions (BVI, Cayman, Liechtenstein, Luxembourg). FATCA/CRS coverage applies globally.
Does this replace legal or compliance counsel?
No. FOF-001 provides operating intelligence and directional guidance — not legal advice. It is designed to inform your advisor briefings, governance reviews, and board discussions, not replace qualified counsel.
How is the readiness score calculated?
The readiness score (0–100) reflects FOF-001's assessment of your operating model across governance quality, compliance posture, succession readiness, investment policy, operational resilience, and technology posture — weighted by severity of identified gaps.
Can I use this for client reporting at our MFO?
Yes. The Growth and Enterprise tiers support multi-family comparative benchmarking and board-ready reporting formats suitable for client governance reviews and principal meetings.
Is there a setup fee or minimum commitment?
No setup fee, no minimum commitment. All tiers are month-to-month. You can upgrade, downgrade, or cancel at any time from your account.

Run your FOF-001 diagnostic

Enter your family office profile. Receive your operating intelligence assessment in under 30 seconds. 3 free assessments — no credit card required.